Dallas-Based Wealth Management Firm Selected for Practice Management and CEO Honors
DALLAS, June 17, 2022 /PRNewswire/ — Prospera Financial Services, Inc. (“Prospera”), a wealth management firm that supports a national network of independent financial advisors, today announced that it has been selected as a finalist for the 2022 Industry Awards in the Practice Management and Chief Executive Division Officer of the Year category for brokers with less than 1,000 advisors by WealthManagement.com, a leading digital resource for financial advisors. Now in its eighth year, the “Wealthies” is the first awards program of its kind to recognize the outstanding achievements of companies, organizations and individuals who support the success of financial advisors.
This year, Prospera was announced as a finalist in the Practice Management category for its Protect Engagement online tool. This tool is updated weekly and encourages advisors to meet their compliance requirements throughout the year. Advisors receive guidance on how to improve their rankings in various categories, such as CE training, engagement in internal communications, sales literature, and more.
“The Protect Engagement tool was designed by our beloved late CCO, Abel Garciadied in October 2021. This program was his legacy, and seeing it recognized in the industry means just that little bit more,” said Tarah Williamsdirector of operations.
The firm was also named a finalist in the CEO of the Year category. After teaming up as co-CEO of Prospera in early 2021, David Cordier and Tim Edwards together were named finalists. Both have held various senior positions within the firm for decades and now share the firm’s highest title, each with their own set of departments that they oversee. Tim focuses more on the growth side of the business, while David focuses more on the operational and back-office areas of the business. As part of this structure, the pair helped shape and expand the leadership team, create synergies between departments and transfer a record number of advisers to the firm.
“Tim and David working together as co-CEOs just makes sense,” Williams said. “Both bring a variety of skills and leadership skills, which has helped Prospera experience its biggest years of growth yet.”
The WealthManagement.com Industry Awards recognize companies that demonstrate outstanding achievement in financial advisor success. In order to qualify, finalists had to define their initiative’s goals, outcomes, and how it improved their advisor’s experience. The finalists were announced on June 1, 2022and the ceremony will take place on September 8, 2021 in New York City. In previous years, 2015, 2019, 2020 and 2021, Prospera has been recognized for Launch Your Way Turnkey Transition System, Gold Standard Service Initiative, Advisory Portfolio Modeling Tool, COREngine Advisors, the Core Behaviors Service Program and Executive Leadership. Program.
About Prospera Financial Services
Founded in 1982, Prospera Financial Services, Member FINRA/SIPC and registered investment adviser, offers the flexibility and resources found only with some of the largest brokers in the country. Based at Dallas, TX, Prospera was named Broker of the Year by Investment Advisor Magazine in 2009, 2010, 2012, 2014, 2015, 2018 and 2019. The firm supports independent financial advisors nationwide. For more information about Prospera, visit http://www.joinprospera.com/
WealthManagement.com, an Informa company, provides everything wealth professionals need to know to stay informed about the industry, build stronger relationships, improve their practice and grow their business – all from one site. To learn more about the WealthManagement Industry Awards, visit Events.WealthManagement.com.
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SOURCE Prospera Financial Services